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CONSIDERATION
OF OTHER GUATEMALAN CONTENTIONS
187.
As already stated, we consider that the reasoning set out
in Part One of this Opinion is sufficient by itself to establish
the title of Belize to the territory within the limits set
by the 1859 Convention. That reasoning entirely overrides
the various considerations hitherto advanced by Guatemala
in support of its claim and thus renders superfluous any
discussion of those points. Nonetheless, as indicated, we
shall briefly express our views regarding these contentions
advanced by Guatemala.
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I.
GUATEMALA'S ARGUMENT REGARDING THE 1859 CONVENTION AS A
TREATY OF CESSION: THE QUESTIONS OF UTI POSSIDETIS
AND THE CLAYTON-BULWER TREATY
188.
Guatemala's argument that the 1859 Convention is a treaty
of cession rests upon the propositions (I) that the territory
of British Honduras was Spanish until the date of the independence
of Guatemala in 1821 and (II) that Guatemala inherited that
territory from Spain by virtue of the doctrine of uti possidetis.
(III) There is also a third Guatemalan argument. Guatemala
argues that it had title to Belize in 1859 when the 1859
Convention was concluded. The 1859 Convention was worded
as it was in order to conceal the fact that it was a treaty
of cession, the conclusion of which by Britain would have
violated the terms of a treaty that Britain had previously
concluded with the United States, namely, the Clayton-Bulwer
Treaty of 1850.
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A.
SPANISH TITLE BEFORE 1821
189.
There is no need to question that at the time of the conclusion
of the Treaties of 1783 and 1786, by which Spain accorded
to Britain certain rights in Belize north of the River Sibun,
Spain had, by the legal standards then operative, title
to Belize; and this was acknowledged by Britain. It need
hardly be said, however, that the Papal basis of Spain's
title then would not, in the absence of acts of possession
sufficient to exclude any other claimant, be effective to
support that title today by reference to the standards applicable
now.
190.
It is also a fact that in the years following 1786 the British
settlers began to occupy areas lying outside the limits
laid down by the Treaties. Spanish authority in Belize withered
away and after 1798 ceased entirely to exist in that area.
191.
The indications of the lapse of Spanish title in the area
have been detailed above where the facts relating to British
presence in the area south of the Sibun River prior to 1821
- and the corresponding dispossession of Spain - are set
out as part of the history of British presence in the area
over the much longer period of the past 200 years. There
is no need to recapitulate those facts here.
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B.
UTI POSSIDETIS
192.
Guatemala has based its claim to have inherited Spain's
title on the operation of the doctrine of uti possidetis
juris. This doctrine, at least in the view taken by Guatemala
in the past (as shown in its contentions in its boundary
dispute with Honduras), operates only in relation to territory
that was actually under the authority and control of Spain
or of its provincial administration.
193.
As the title of Spain and hence that of any local Spanish
administration had already by 1821 been attenuated to the
point of disappearance there was no title to which Guatemala
could succeed and Guatemala therefore did not acquire title
to Belize by operation of the doctrine of uti possidetis.
194.
However, even Guatemala's claim that authority over the
whole of Belize was during the period of Spanish sovereignty
vested in the Captaincy-Generalship of Guatemala cannot
be assumed to be correct. As will be shown in Appendix II,
there is significant support for the contention of Mexico
that the Captaincy-General of Yucatan exercised authority
at least over the northern part of Belize, and even perhaps
over the southern part.
195.
If that contention is correct, then it casts considerable
doubt on the existence of Guatemala's authority over both
the northern and the southern part of Belize. Guatemala's
claim on the basis of uti possidetis was originally,
it will be recalled, one of succession to the whole of Belize.
Only recently has Guatemala limited its claim to the southern
part of Belize. What is totally lacking is any proof of
Guatemala's authority, formal or actual, over any part of
present day Belize during the period of Spanish sovereignty.
This is to be contrasted with the evidence of the authority
of the Captaincy-General of Yucatán.
196.
Even if Guatemala did acquire some title to the area of
British Honduras on the basis of the doctrine of uti
possidetis, that would, as the doctrine was understood
at that time and for many years after, have operated only
as against other States deriving their title by succession
from Spain. As Chief Justice Hughes said in the Guatemala/Honduras
Boundary Dispute, the system of uti possidetis operated
on the basis that both States involved in the boundary dispute
were part of the Spanish colonial regime and that the only
source of authority was the Spanish Crown. The concept would,
therefore, not then have applied as against third States
and thus would not have served to vest a title in Guatemala
capable of overriding Britain's possessory title.
197.
It need hardly be added that the concept of uti possidetis
has in recent years come to be regarded in wider terms -
as recognising generally the stability of frontiers inherited
by new States from the previous sovereign of the area. Thus,
in the Burkino Faso/Mali case, a Chamber of the ICJ said:
"Although
there is no need, for the purposes of the present case,
to show that this is a firmly established principle of international
law where decolonization is concerned, the Chamber nonetheless
wishes to emphasise its general scope, in view of its exceptional
importance for the African continent and for the two Parties.
In this connection it should be noted that the principle
of uti possidetis seems to have been first invoked
and applied in Spanish America, inasmuch as this was the
continent which first witnessed the phenomenon of decolonization
involving the formation of a number of sovereign States
on territory formerly belonging to a single metropolitan
State. Nevertheless the principle is not a special rule
which pertains solely to one specific system of international
law. It is a general principle, which is logically connected
with the phenomenon of the obtaining of independence, wherever
it occurs. Its obvious purpose is to prevent the independence
and stability of new States being endangered by fratricidal
struggles provoked by the challenging of frontiers following
the withdrawal of the administering power."
But
the modern view cannot be applied retroactively to the concept
as it operated in 1821.
198.
In any event, even assuming that the doctrine of uti possidetis
juris was sufficient originally to have vested in Guatemala
title to the area of Belize, the title thus vested could
not have survived in the face of continuing adverse British
possession and Guatemala's acquiescence in it.
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C.
THE CLAYTON-BULWER TREATY
199.
Guatemala has argued that the 1859 Convention was so worded
by Britain as not to create the impression that it involved
a cession of territory that would be in conflict with the
terms of the Clayton-Bulwer Treaty of 1850. Though constantly
repeated by Guatemala, the argument is not persuasive.
200.
It is to be noted that in 1847 even before the Clayton-Bulwer
Treaty, the question of Belize was seen by Guatemala as
a boundary matter rather than one regarding title.
When in June of that year a treaty of amity, commerce and
navigation was signed between Guatemala and Britain (though
never ratified), the Guatemalan representative declared
that
"
. . . it has not been believed that the said treaty might
affect in any way, nor involve the rights of the Republic
of Guatemala in the pending boundary question with the British
Government, as far as the concessions in the territory of
Belize are concerned . . . I received the understanding
in which we have proceeded . . . considering that the treaty
signed on June 25 (1847) in no way involves or affects the
rights of the Republic of Guatemala in the boundary matter
relative to the concessions in the territory of Belize .
. ."
The
British Consul in Guatemala, to whom the Guatemalan note
had been addressed, replied that he had no instructions
on the subject, but that
"I
conceive that the Treaty . . . need not affect any arrangement
which the Government of this Republic may desire to conclude
at a future time with Great Britain respecting boundaries."
201.
As the documents show, at the time when Britain was drawing
up its
instructions to its negotiator, Mr Wyke, it did not regard
the prospective delimitation as a cession, though it was
concerned to ensure that the treaty was not seen as such
by the United States Government and, therefore, as a possible
breach of the Clayton-Bulwer Treaty of 1850. There really
was no need for Britain to be so concerned about the matter.
At the time of the conclusion of that Treaty Britain had
been at pains to ensure that its terms were not to be viewed
as applicable to British Honduras by making a declaration
"that Her Majesty does not understand the engagements
of that Convention to apply to Her Majesty's settlement
at Honduras, or to its dependencies". True, the United
States replied (by Mr Clayton) in guarded terms: "
. . . I understood British Honduras was not embraced in
the treaty of the 19th of April last, but, at the same time,
carefully declining to affirm or deny the British title
in their settlement or its alleged dependencies." In
other words, Mr Clayton was acknowledging that the Treaty
did not apply to British Honduras, but reserved his position
as to whether Britain had a good title to the country.
202.
The inapplicability of the Clayton-Bulwer Treaty of 1850
to British Honduras was, however, subsequently acknowledged
in the "Separate Articles" of the Clarendon-Dallas
Treaty of 1856. Article II (1) provided:
"That
Her Britannic Majesty's settlement called Belize or British
Honduras, on the shores of the Bay of Honduras, bounded
on the north by the Mexican province of Yucatan, and on
the south by the River Sarstoon, was not and is not embraced
in the Treaty entered into between the Contracting Parties
on the 19th day of April, 1850, and that the limits of the
said Belize, on the west, as they existed on the said 19th
of April, 1850, shall, if possible, be settled and fixed
by Treaty between Her Britannic Majesty and the Republic
of Guatemala, within two years from the exchange of ratifications
of the instrument; which said boundaries and limits shall
not at any time hereafter be extended."
203.
When the Treaty came before the United States Senate for
its consent, the Senate was only prepared to approve it
subject to certain changes. According to a note from the
British Ambassador in Washington to the Foreign Secretary
of 16 April 1857, one of these changes involved the deletion
from the provision above quoted of the words which indicated
the boundaries of Belize or British Honduras; and the settlement
of those limits was referred to negotiation, not only with
Guatemala, as prescribed by the Treaty, but also with the
Republic of Honduras. Nonetheless, the Resolution of the
Senate, as actually adopted, and as sent by the United States
Ambassador in London to the British Foreign Secretary, contains
no such amendment to Article II (1) of the Additional Articles,
but only one to Article II (2) unconnected with Belize.
This latter amendment was not acceptable to Britain, which
proposed a variation of the amendment. The United States
did not agree to this and no further progress was made with
that Treaty.
204.
But the fact that the Clarendon-Dallas Treaty did not enter
into force does not mean that its terms have no relevance
in the present situation. Regard may properly be had to
its wording, not as containing a legal obligation, but as
evidencing a fact, namely, the acknowledgement by the United
States that the southern boundary of British Honduras was
at the Sarstoon River and that a British claim to that limit
did not conflict with the terms of the Clayton-Bulwer Treaty.
The judgment of the ICJ in the Qatar/Bahrain case (16 March
2001), para. 89, contains the following statement that exactly
covers the situation:
"The
Court observes that signed but unratified treaties may constitute
an accurate expression of the understanding of the parties
at the time of signature".
205.
Another development that confirms the inapplicability of
the Clayton-Bulwer Treaty arose out of the protest to Guatemala
on 1 October 1859 by the United States Minister in Guatemala
that the 1859 Convention involved a violation of that Treaty.
The Guatemalan Foreign Minister replied on 18 October 1859
saying that "if there were a motive to protest",
the protest should have been directed to Britain, not to
Guatemala, since "it is not incumbent upon the Government
of this Republic to discuss this question, nor is it competent
to judge of it - having no part in it." On 12 July
1860, the Acting Secretary of State of the United States,
in a note to the Guatemalan Minister in the United States,
disclaimed the protest, saying that it was not approved
by the United States Government, the 1859 negotiations having
been "in harmony with the understanding of the subject
entertained here and at London."
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