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V.
CUSTOMARY INTERNATIONAL LAW
69.
We now turn to the second element of title - the position
in customary
international law. In this connection, it is necessary to
have regard to the fact of the occupation, presence and
administration since before 1850 of Britain, and since 1981
of Belize, in the territory of Belize.
70.
Let it be assumed, though only for the purposes of the present
part of the
discussion, that each of the following elements in the Guatemalan
argument is correct, namely, that under the Treaties of
1783 and 1786 Spain gave Britain no more than limited rights
of usufruct in the area north of the Sibun River;
that Guatemala succeeded to the rights of Spain in the area
south of the Sibun River; that Article VII was an essential
part of the 1859 Convention and could not be severed from
it; that Britain did not fulfil its obligations under Article
VII; and that the 1859 Convention was not an executed treaty
and Guatemala was entitled to regard Britain's breach as
so material as to justify Guatemala in treating the Convention
as at an end.
71.
In our view none of these assumptions, taken individually
or collectively, serves to negate the current title of Belize
which flows from the presence on the ground of Britain and
of Belize continuously for some 175 years. This title can
be described as being founded on the concept of historical
consolidation, including that of acquisitive prescription.
It does not depend upon conquest. It stems rather from the
facts of long-standing and continuous British and Belizean
governmental presence and activity. Moreover, it is supported
by the right of the people of Belize to self-determination
as recognised internationally in the debates in, and actions
of, the United Nations in the period from 1975 until the
achievement of independence by Belize in 1981. Additionally,
it is highly material that there is no evidence of any conflicting
governmental activity by Guatemala on the ground anywhere
in the territory of Belize.
72.
To restate the point quite simply, the facts override all
the legal arguments
advanced by Guatemala. It does not matter that the rights
of Spain may have been breached in the period prior to the
date of the independence of the Central American States
in 1821; nor that Guatemala may have succeeded to Spain's
authority and title in the area between present day Guatemala
and the Atlantic; nor that the 1859 Convention may have
reflected a bargain that may not have been fulfilled by
Britain. None of these matters can affect the factual realities
on which the title of Belize to its territory is based.
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A.
THE LAW
73. However, before proceeding to examine the facts it will
be convenient to set out the relevant legal considerations.
74.
The idea that continuity of possession and administration
over an extended period can override any notional title
of a State that merely claims title to territory unaccompanied
by possession and administration is one that is reflected
in two closely associated concepts: historical consolidation
and acquisitive prescription. While the latter assumes the
existence of a prior title of the opposing claimant, the
former avoids that issue by focussing on the facts of possession
and administration to determine which State has done more
to demonstrate its title. In addition, account must be taken
of the related principles of acquiescence, estoppel and
preclusion as well as the operation of the principle of
self-determination.
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1.
Historical consolidation
75.
The concept of historical consolidation has been explained
by Sir Robert Jennings in his authoritative text on The
Acquisition of Territory (1963), at pp.23-27. It makes
the concept so clear that it is worth quoting it fully:
"HISTORICAL CONSOLIDATION OF TITLE
"This
ambiguity in actual cases based essentially on effective
possession suggests the question whether the various factors
contributing to building a title cannot usefully and instructively
be subsumed under the one heading of a process of 'consolidation',
and regarded as being for essential purposes all part of
one legal process, or 'mode' of acquisition of territorial
sovereignty. This possibility has been advocated by Professor
Charles de Visscher, elaborating a formula used in the Norwegian
Fisheries case, in which he was a Judge. The passage is
of such importance that it may be useful to cite it at some
length:
4.
Consolidation by Historic Titles The fundamental interest
of the stability of territorial situations from the point
of view of order and peace explains the place that consolidation
by historic title holds in international law and the suppleness
with which the principle is applied. It is for these situations,
especially, that arbitral decisions have sanctioned the
principle quieta non movere, as much out of consideration
for the importance of these situations in themselves in
the relations of States as for the political gravity of
disputes concerning them. This consolidation, which may
have practical importance for territories not yet finally
organised under a State regime as well as for certain
stretches of sea-like bays, is not subject to the conditions
specifically required in other modes of acquiring territory.
Proven long use, which is its foundation, merely represents
a complex of interests and relations which in themselves
have the effect of attaching a territory or an expanse
of sea to a given State. It is these interests and relations,
varying from one case to another, and not the passage
of a fixed term, unknown in any event to international
law, that are taken into direct account by the judge to
decide in concreto on the existence or non-existence of
a consolidation by historic titles.
In this respect
such consolidation differs from acquisitive prescription
properly so-called, as also in the fact that it can apply
to territories that could not be proved to have belonged
formerly to another State. It differs from occupation
in that it can be admitted in relation to certain parts
of the sea as well as on land. Finally, it is distinguished
from international recognition - and this is the point
of most practical importance - by the fact that it can
be held to be accomplished not only by acquiescence properly
so called, acquiescence in which the time factor can have
no part, but more easily by a sufficiently prolonged absence
of opposition either, in the case of land, on the part
of States interested in disputing possession or, in maritime
waters, on the part of the generality of States.
"Thus,
as Professor Johnson says, Professor de Visscher has 'embraced
under a single heading the notion of straightforward possession
on the one hand and of adverse possession on the other hand.
. . . Under the single heading of "consolidation"
it is now possible . . . to include both "straightforward
possession" and "adverse possession".
"But
the idea of historical consolidation is something more than
a terminological reform. It opens the door to a mode of
acquiring title that is, or at least may become, subtly
different from what is found in the old learning about occupation
and prescription. Prescription, as we have seen, is based
upon a peaceable, effective possession - a possession as
of a sovereign extending over a considerable period. But
such a possession may not be self-evident in a disputed
case. It must, therefore, be proved, and for the purpose
of this demonstration, a great variety of evidences may
be relevant - particularly the attitude of third States,
because repute is always an important factor in any question
concerning rights over land. But the notion of consolidation
introduces something over and above the notion of evidences
of sovereign possession; for these factors of repute, acknowledgement
and so on then become, if I have understood this aright,
not merely evidences of a situation apt for prescription
but become themselves decisive ingredients in the process
of creating title.
".
. .Now it must be acknowledged at once that this passage
from Professor de Visscher's analysis is not just a suggestion
de lege ferenda; it is a penetrating and illuminating observation
of the way Courts actually tackle questions of title to
territorial sovereignty. Thus it makes clear how recognition
in varying forms, and acquiescence, and estoppels perhaps
are given an important place in this scheme of things; and
this is no doubt right.
".
. . it must be emphasised that however important all these
various consolidating factors may be, it is still the fact
of possession that is the foundation and the sine qua non
of this process of consolidation.
".
. . It should be made quite clear, therefore, that the process
of consolidation cannot begin unless and until actual possession
is already an accomplished fact and that, although no time
is laid down, it remains true that it cannot be completed
until after a considerable period of possession as of a
sovereign.
".
. . the whole tendency of consolidation is to make the origin
of the possession of ever-diminishing importance. No doubt
this is in a sense realistic.
".
. . 'What is of decisive importance . . . is not indirect
presumptions deduced from events in the Middle Ages, but
the evidence which relates directly to the possession of
the Ecrehos and Minquiers groups.' "
76.
A recent acknowledgement of the concept of consolidation
is to be found in the first Award of the Arbitral Tribunal
in the Eritrea/Yemen case. There, the Tribunal said:
"But an historic title has also another and different
meaning in international law as a title that has been created,
or consolidated, by a process of prescription, or acquiescence,
or by possession so long continued as to have become accepted
by law as a title. These titles too are historic in the
sense that continuity and the lapse of a period of time
is of the essence."
77.
The Tribunal also said:
Evidence of intention to claim the islands à titre
de souverain is an essential element of the process of consolidation
of title".
This
sentence relates back to one in an earlier paragraph where
the Tribunal said:
"The
modern international law of the acquisition (or attribution)
of territory generally requires that there be an intentional
display of power and authority over the territory, by the
exercise of jurisdiction and State functions, on a continuous
and peaceful basis. The latter two criteria are tempered
to suit the nature of the territory and the size of its
population, if any."
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2. Acquisitive prescription
78.
Although there has been some doctrinal controversy relating
to the idea of
acquisitive prescription, there can be no real doubt today
that sufficiently long adverse possession of a disputed
territory by one State can override the claim or title of
another State which may originally have possessed title
but has not in fact exercised it. The current position is
authoritatively summarised in Oppenheim's International
Law (9th edition, by Sir Robert Jennings and Sir Arthur
Watts) at p.706:
".
. . Again, others, whilst not requiring possession from
time immemorial, held that undisturbed continuous possession
could under certain conditions produce a title for the possessor,
if the possession had lasted for some time.
"This
latter opinion seems to be in accordance with practice.
There is no doubt that, in international practice, a state
has been considered to be the lawful owner even of those
parts of its territory of which originally it took possession
wrongfully, provided that the possessor has been in undisturbed
possession for so long as to create the general conviction
that the present condition of things is in conformity with
international order. Prescription in international law was
therefore defined in the previous edition of this work,
as the acquisition of sovereignty over a territory through
continuous and undisturbed exercise of sovereignty over
it during such a period as is necessary to create under
the influence of historical development the general conviction
that the present condition of things is in conformity with
international order."
79.
The application of the concept of acquisitive prescription
was examined by the ICJ in the Kasikili case. The
Court first observed that "the Parties agree between
themselves that acquisitive prescription is recognised in
international law" and stated that "for present
purposes the Court need not concern itself with the status
of acquisitive prescription in international law" .
Nonetheless, the Court did examine at length the conditions
under which title can be so acquired. It is hardly likely
that the Court would have done this if it had taken the
view that there is no doctrine of acquisitive prescription.
The Court's consideration of the conditions required to
complete a prescriptive title will be mentioned in paragraph
83 below.
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3.
The nature of the possession required
80.
We should also recall the nature of the possession required
to create and sustain title. It is important to bear in
mind that the question of the title of Belize to its territory
is not simply a matter of considering whether Belize has
or has not title. It is also a matter of considering whether
Guatemala has or has not title. In other words, one must
look at both sides of the coin. It is the relative
strengths of the cases of the two sides that must be considered.
Even if there were imperfections in the title acquired by
Britain, imperfections that are not apparent, it is still
necessary, if that title is to be displaced, to show that
Guatemala has a stronger title. This means that if Guatemala
did acquire title to all or part of the territory of British
Honduras by, as it claims, the operation of the doctrine
of uti possidetis in 1821, it would still need to
show that it had maintained that title throughout the relevant
intervening period. As was stated by Judge Huber in the
Island of Palmas case:
"If
a dispute arises as to the sovereignty over a certain portion
of territory, it is customary to examine which of the States
claiming sovereignty possesses a title - cession, conquest,
occupation etc. - superior to that which the other States
might possibly bring forward against it. However, if the
contestation is based on the fact that the other Party has
actually displayed sovereignty, it cannot be sufficient
to establish the title by which territorial sovereignty
was acquired at a certain moment; it must be shown that
the territorial sovereignty has continued to exist and did
exist at the moment which for the decision of the dispute
must be considered as critical. This demonstration consists
in the actual display of State activities, such as belongs
only to the territorial sovereign."
81.
As will be seen, at no time since 1821 (with two minor and
transient exceptions) has Guatemala ever attempted to assert,
by governmental conduct specifically related to the area,
whatever nominal title it may then have acquired. Once more,
one may turn to Judge Huber:
"It seems therefore natural that an element which is
essential for the constitution of sovereignty should not
be lacking in its continuation. So true is this, that practice,
as well as doctrine, recognises - though under different
legal formulae and with certain differences as to the conditions
required - that the continuous and peaceful display of territorial
sovereignty (peaceful in relation to other States) is as
good as a title. The growing insistence with which international
law, ever since the middle of the 18th century, has demanded
that the occupation shall be effective would be inconceivable,
if effectiveness were required only for the act of acquisition
and not equally for the maintenance of the right. If
the effectiveness has above all been insisted on in regard
to occupation, this is because the question rarely arises
in connection with territories in which there is already
an established order of things. Just as before the rise
of international law, boundaries of lands were necessarily
determined by the fact that the power of a State was exercised
within them, so too, under the reign of international law,
the fact of peaceful and continuous display is still one
of the most important considerations in establishing boundaries
between States."
82.
Again, we may refer to Judge Huber:
"Manifestations
of territorial sovereignty assume, it is true, different
forms, according to conditions of time and place. Although
continuous in principle, sovereignty cannot be exercised
in fact at every moment on every point of a territory. The
intermittence and discontinuity compatible with the maintenance
of the right necessarily differ according as inhabited or
uninhabited regions are involved, or regions enclosed within
territories in which sovereignty is incontestably displayed
or again regions accessible from, for instance, the high
seas. It is true that neighbouring States may by convention
fix limits to their own sovereignty, even in regions such
as the interior of scarcely explored continents where such
sovereignty is scarcely manifested, and in this way each
may prevent the other from any penetration of its territory.
The delimitation of Hinterland may also be mentioned in
this connection.
"If,
however, no conventional line of sufficient topographical
precision exists or if there are gaps in the frontiers otherwise
established, or if a conventional line leaves room for doubt,
or if, as e.g. in the case of an island situated in the
high seas, the question arises whether a title is valid
erga omnes, the actual continuous and peaceful display of
State function is in case of dispute the sound and natural
criterium of territorial sovereignty."
83.
In the Kasikili case, the conditions for prescription
examined by the Parties were:
(1)
whether possession was exercised à titre de souverain;
(2)
whether the possession was peaceful and uninterrupted;
(3)
whether the possession was public; and
(4)
whether the possession has endured for a sufficient length
of time.
The
Court examined only the first condition and, having found
that it was not satisfied, did not examine the remainder.
But as will be seen from the facts that are set out below,
all four conditions are satisfied in the present case and
fully support the title of Belize.
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4.
Acquiescence, estoppel and preclusion
84.
We mention these principles because they are relevant as
elements affecting not only the legal relations of States
generally but also title to territory in particular. In
the Temple case the ICJ attributed a determining
role to the conduct of Thailand, first in its failure to
react to a map which it subsequently sought to repudiate
- a failure which the Court saw as amounting to acquiescence.
Additionally, the Court considered that Thailand was precluded
from asserting that the map had not been accepted by it
because for fifty years it had not raised the point and
during that time had enjoyed the benefit of a stable frontier.
85.
Again, in the Case concerning the Arbitral Award of the
King of Spain, Nicaragua argued that the King's award
was a nullity. The Court held that Nicaragua had recognised
the award by express declaration and by conduct, as well
as by not challenging it for a number of years. Though the
Court did not use the terms estoppel, preclusion or acquiescence
to explain its conclusion, the significance attached to
Nicaragua's conduct is evident.
86.
Likewise, in the Land, Island and Maritime Frontier Dispute
between El Salvador and Honduras, though the Chamber of
the Court attached major importance to the principle of
uti possidetis juris, it nonetheless held that the
application of the principle could be qualified by the conduct
of the parties in the form of acquiescence or recognition.
The Chamber said:
"If
the uti possidetis juris position can be qualified
by adjudication and by
treaty, the question then arises whether it can be qualified
in other ways, for example, by acquiescence or recognition.
There seems to be no reason in principle why these factors
should not operate, where there is sufficient evidence to
show that the parties have in effect clearly accepted a
variation, or at least an interpretation, of the uti
possidetis juris position."
87.
Lastly, reference should be made to the acceptance by the
arbitral tribunal in the Taba arbitration of the
conduct of the parties as amounting to the recognition of
the location of a subsequently disputed boundary-pillar,
notwithstanding that the location of the pillar did not
satisfy an express treaty requirement that pillars should
be intervisible .
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5.
The legal effect of unilateral declarations
88.
As will be seen in paragraphs 120 below, the factual position
during the period from 1798 to 1859 was the subject of a
letter to the Guatemalan House of Representatives from Sr
Aycinena, the Guatemalan Minister of Foreign Affairs, dated
4 January 1860. This statement is a significant confirmation
of the facts described below relating to British possession
of Belize. Its legal standing as a unilateral declaration
made on behalf of the Government of Guatemala is also significant.
The nature of such declarations was considered by the ICJ
in the Nuclear Tests case. The material paragraphs are as
follows:
"It is well recognised that declarations made by way
of unilateral acts,
concerning legal or factual situations, may have the effect
of creating legal obligations. Declarations of this kind
may be, and often are, very specific. When it is the intention
of the State making the declaration that it should become
bound according to its terms, that intention confers on
the declaration the character of a legal undertaking, the
State being thenceforth legally required to follow a course
of conduct consistent with the declaration. An undertaking
of this kind, if given publicly, and with an intent to be
bound, even though not made within the context of international
negotiations, is binding. In these circumstances, nothing
in the nature of a quid pro quo nor any subsequent
acceptance of the declaration, nor even any reply or reaction
from other States, is required for the declaration to take
effect, since such a requirement would be inconsistent with
the strictly unilateral nature of the juridical act by which
the pronouncement by the State was made.
Of
course, not all unilateral acts imply obligation; but a
State may choose to
take up a certain position in relation to a particular matter
with the intention of being bound - the intention is to
be ascertained by interpretation of the act. When States
make statements by which their freedom of action is to be
limited, a restrictive interpretation is called for.
One
of the basic principles governing the creation and performance
of legal
obligations, whatever their source, is the principle of
good faith. Trust and confidence are inherent in international
co-operation, in particular in an age when this co-operation
in many fields is becoming increasingly essential. Just
as the very rule of pacta sunt servanda in the law of treaties
is based on good faith, so also is the binding character
of an international obligation assumed by unilateral declaration.
Thus interested States may take cognizance of unilateral
declarations and place confidence in them, and are entitled
to require that the obligation thus created be respected."
The
declarations in that case took the form of a number of statements
made by the President of France and the French Ministers
of Foreign Affairs and Defence.
89.
As to the intention of the Guatemalan Minister of Foreign
Affairs it must, as the Court said, "be ascertained
by the interpretation of the act". As is evident, Sr
Aycinena wished to be understood by the members of the House
of Representatives as truthfully conveying the Government's
genuine understanding of the circumstances. It appears to
us that Britain, as an "interested State" was
entitled to "take cognizance" of the statement
and "place confidence" in it.
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6.
Self-determination
90.A
third, highly pertinent, aspect of customary international
law is the development of the principle of self-determination.
Rather than review the enormous amount of literature on
this subject, we find it convenient to express our agreement
with the views expressed in the latest and highly authoritative
study of the subject, the work by Professor A. Cassese
entitled Self-Determination of Peoples - A Legal Reappraisal.
Professor Cassese observes:
"Close
scrutiny of the views of Governments, State practice and
pronouncements of international bodies such as the UN General
Assembly and the International Court of Justice warrants
the conclusion that the UN Charter provisions on self-determination
have been the starting point of a gradual law-making process
generating two sets of legal standards; the treaty provisions
of the UN Covenants of 1966 and a cluster of general norms.
At the level of general international law one may discern
the formation of a general principle and a number of customary
rules".
He also
says that
"the
conclusion is justified that self-determination constitutes
a peremptory norm of international law".
91.In
the chapter of his work on "The impact of self-determination
on traditional international law", Professor Cassese
makes some highly pertinent statements regarding the relationship
of the principle and the modes of the acquisition, transfer
and loss of legal title over territory. First, he notes
the gradual emergence of a set of legal obligations for
those countries still enjoying sovereignty over colonial
territories. Thus, he says:
"These obligations make it incumbent on those States
to enable the people of colonial territories freely to choose
whether to opt for independent statehood, or association
or integration with an existing State. Thus, those obligations
do not produce the immediate legal effect of rendering the
legal title over colonial territories null and void. Rather,
besides setting out a series of limitations and qualifications
intended greatly to restrict sovereignty, they envisage
a temporary legal regime that must of necessity lead to
the eventual extinction of legal title. In a way, these
obligations act as a sort of time-bomb: the holder of the
sovereign title has to fulfil them knowing that by this
action it will eventually have to relinquish its title."
92.
Moreover, he states:
".
. . one of the consequences of the general principle of
self-determination relates precisely to changes of territory,
that is, to cases where sovereignty over a particular territory
is transferred by one State to another by mutual agreement
(obviously, acquisition of territory by force is no longer
admissible in current international law). In the case of
such transfers, the States involved are duty-bound to ascertain
the wishes of the population concerned, by means of a referendum
or plebiscite, or by any other appropriate means that ensure
a free and genuine expression of will. It follows, of course,
that any inter-state agreement that is contrary to the will
of the population concerned would fall foul of the principle
of self-determination."
93.
In these respects, Professor Cassese directly reflects the
views of the ICJ. In the East Timor case the Court said:
"In
the Court's view, Portugal's assertion that the right of
peoples to self-
determination, as it evolved from the Charter and from United
Nations practice, has an erga omnes character, is
irreproachable. The principle of self-determination of
peoples has been recognised by the United Nations Charter
and in the jurisprudence of the Court".
94.
A recent opinion by Judge ad hoc Thomas Franck in
the International Court of Justice makes it abundantly clear
that "historic title, no matter how persuasively claimed
on the basis of old legal instruments and exercises of authority,
cannot -except in the most extraordinary circumstances-
prevail in law over the rights of non-self-governing people
to claim independence and establish their sovereignty through
the exercise of bona fide self-determination". The
Judgment of the ICJ of 23 October, 2001 [Application
by The Philippines for Permission to Intervene in the Case
Concerning Sovereignty over Pulau Ligitan and Pulau Sipidan
(Indonesia/Malaysia)] considered the request of the
Philippines to intervene "to preserve and safeguard
the historical and legal rights of the Government of the
Republic of the Philippines arising from its claim to dominion
and sovereignty over the territory of North Borneo".
The Separate Opinion of Judge Franck concurred with the
decision of the Court but went into greater detail on the
question of self-determination. "In essence",
he said, "the Philippine claim is to North Borneo and
not to bits of it. This is not a boundary dispute to which
evidence of historic title and evidence of texts and efficacies
might well be relevant. This is, in effect, a claim by the
Philippines to one of the federated states of Malaysia".
Judge Franck noted that the "the decisions of this
Court confirm the prime importance of [the] principle of
self-determination of peoples", and concluded that:
"Accordingly,
in light of the clear exercise by the people of North Borneo
of their right to self-determination, it cannot matter whether
this Court, in any interpretation it might give to any historic
instrument or efficacy, sustains or not the Philippine claim
to historic title. Modern international law does not recognise
the survival of a right of sovereignty based solely on historic
title; not, in any event, after an exercise of self-determination
conducted in accordance with the requisites of international
law, the bona fides of which has received international
recognition by the political organs of the United Nations.
Against this, historic claims and feudal pre-colonial titles
are mere relics of another international legal era, one
that ended with the setting of the sun on the age of colonial
imperium."
95.
In our understanding, the position as here expressed applies
as much to Guatemala as to Britain. Both States are duty-bound
to respect the right of the people of Belize to self-determination.
The insistent reiteration by Guatemala of its claim to the
"restoration" of Belize notwithstanding the clearly
expressed wishes of the people of Belize to the contrary
runs completely counter to the obligation of Guatemala to
respect their right to self-determination. The facts of
the situation will be set out more fully below. Appendix
1 sets out in full the application of by the United Nations
General Assembly of the principle of self-determination
to sustain the independence and territorial integrity of
Belize.
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