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IV.
THE RELEVANT TREATIES
11.
As to treaties, there are two that govern the matter: (A)
the Convention of 1859 and (B) the Exchange of Notes of
1931.
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A.
THE 1859 CONVENTION
12.
The 1859 Convention occupies a major place in the discussions
between Guatemala, Britain, and, more recently, Belize.
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1.
Introduction
13.
The 1859 Convention contains seven substantive articles.
Article I defines
the boundary between Guatemala and British Honduras. Articles
II-V are concerned with matters relating to the demarcation
of the boundary. Article VI provides for free navigation
in the channels forming the water-line of the boundary and
for the allocation of islands within such channels. Article
VII, which has turned out to be the centre of controversy
in this matter, provides that the two parties "mutually
agree conjointly to use their best efforts, by taking adequate
means for establishing the easiest communication (either
by means of a cart-road . . . or rivers . . . or both)"
between the capital of Guatemala and the fittest place on
the Atlantic Coast near the settlement of Belize.
14.
Guatemala contends that the Convention is a treaty of cession
by which
Guatemala ceded to Britain territory that was previously
Guatemalan territory; that Britain has not fulfilled its
obligations under Article VII and is therefore in breach
of the treaty; that that breach entitles Guatemala to treat
the Convention as at an end; and, therefore, that the territory
has reverted to Guatemala.
15.
For reasons that we shall presently set out, these arguments
do not establish that
Guatemala possesses at the present time any title to any
part of the territory of Belize. In particular, we take
the view that even if every one, but the last, of the elements
in the Guatemalan arguments just set out were correct, Guatemala's
case would still founder on the rock of a rule well understood
in international law and recently clearly restated by the
ICJ in the Libya/Chad case, namely, that a boundary, once
established by treaty, possesses a legal life of its own,
independent of the fate of the treaty.
16.
In these circumstances, we have considered carefully the
extent to which we should enter into the substance of all
the Guatemalan arguments as hitherto advanced. We have reached
the conclusion that, although to do so at this point is
logically unnecessary, it would be inappropriate to fail
to examine directly the contentions of Guatemala. Accordingly,
we reserve for consideration in Part Two of this Opinion
three of the arguments of Guatemala that, in our opinion
are irrelevant to the main aspects of the title of Belize
. However, we shall have to touch on some aspects of them
in the present Part.
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2.
The character and content of the 1859 Convention
17.
In approaching the interpretation of the 1859 Convention,
we follow the rules prescribed for the interpretation of
treaties in the Vienna Convention on the Law of Treaties,
1969, which in this respect has been acknowledged by the
ICJ as declaratory of customary international law and so
is applicable even to earlier treaties . The relevant provision
is Article 31(1):
"A treaty shall be interpreted in good faith in accordance
with the ordinary
meaning to be given to the terms of the treaty in their
context and in the light of its object and purpose".
18.
Approached thus, it is quite plain that the 1859 Convention
is a boundary treaty (and not a treaty of cession, as Guatemala
contends) by reason of the following provisions which all
relate to the determination of a boundary:
(a)
The Title:
19.
The Treaty is entitled in English "Convention between
Her Majesty and the Republic of Guatemala, relative to the
Boundary of British Honduras". The original text of
the Treaty in Spanish is entitled "Convención
entre la República de Guatemala y Su Magestad Británica,
relativa a los limites de Honduras Británica".
In that form it was submitted to the Guatemalan legislation
and was so ratified. There is, indeed, no discrepancy between
the English and Spanish texts of all the relevant provisions
of the Convention.
(b)
The Preamble:
20.
This commences with the words "Whereas the boundary
between Her Britannic Majesty's Settlement and Possessions
in the Bay of Honduras, and the territories of the Republic
of Guatemala has not yet been ascertained and marked out;
Her Majesty . . . and the Republic of Guatemala, being desirous
. . . to define the boundary aforesaid, have resolved to
conclude a convention for that purpose . . ." The italicised
words clearly represent the common intention of the Parties.
21.
In this connection it may be recalled that the ICJ in the
Sovereignty over Frontier Land case specifically attached
importance to the preamble of the pertinent treaty. The
Court said, referring to the words of the preamble:
"This statement represents the common intention of
the two States. Any interpretation under which the Boundary
Convention is regarded as leaving in suspense and abandoning
for a subsequent appreciation of the status quo the determination
of the right of one State or the other would be incompatible
with that common intention".
Likewise,
the Court of Arbitration in the Beagle Channel case observed:
"Although
Preambles to treaties do not usually - nor are they intended
to -
contain provisions on dispositions of substance - (in short
they are not operative clauses) it is nevertheless generally
accepted that they may be relevant and important as guides
to the manner in which the Treaty should be interpreted,
and in order, as it were, to "situate" it in respect
of its object and purpose."
As Article
31, paragraph 2 of the Vienna Convention on the law of Treaties
says:
"The
context for the purpose of the interpretation of a treaty
shall comprise, in addition to its text, including its preamble
and annexes . . ."
(c)
The substantive provisions:
22.
Article I
Article
I provides that:
"It is agreed between Her Britannic Majesty and the
Republic of Guatemala that the boundary between the Republic
and the British settlement and Possessions in the Bay of
Honduras, as they existed previous to and on the 1st day
of January, 1850, and have continued to exist up to the
present time, was and is as follows . . ."
There
then follow the details of the boundary, from the mouth
of the River Sarstoon in the South passing along that river
to the Gracias á Dios Falls, thence northwards to
Garbutt's Falls and from there due north, until it strikes
the Mexican frontier. Although there were some subsequent
difficulties in applying those limits during the process
of demarcation, the general effect of the limits as laid
down does not appear to have been a matter of significant,
if any, disagreement between Guatemala and Britain or Belize.
23.
The definition of the frontiers of British Honduras necessarily
carried with it
acknowledgement that the territory bounded by those frontiers
belonged to British Honduras and not to Guatemala, just
as reciprocally the territory on the other side of the line
belonged to Guatemala and not to British Honduras. Indeed,
Article I continues:
"It
is agreed and declared . . . that all the territory to the
north and east of the line of boundary above described,
belongs to her Britannic Majesty; and that all the territory
to the south and west of the same belongs to the Republic
of Guatemala".
This
is, of course, the position as generally understood in international
law. As has been stated by a Chamber of the ICJ in the Burkina
Faso/Mali case, "the effect of any delimitation, no
matter how small the disputed area crossed by the line,
is an apportionment of the areas of land lying on either
side of the line". But that does not make the boundary
treaty into a treaty of cession.
24.
It is to be noted that Article I contains no words that
can suggest that the treaty itself serves as a transfer
of any title over any territory by Guatemala to Britain.
Indeed, the words indicate the contrary, because the boundary
is described as it existed some nine years prior to the
Treaty, that is, as the boundary was on 1 January 1850,
a date quite inconsistent with any idea of title being transferred
by the Treaty. The Treaty is thus a reciprocal recognition
of title on the part of both sides; it is not simply a treaty
with solely prospective effect. The language in the last
sentence of Article I quoted above, which acknowledges that
all the territory to the north and east of the line belongs
to Britain and all of the territory to the south and west
of the line belongs to Guatemala, cannot be construed as
a cession of territory by Guatemala to Britain any more
than it can be construed as a cession of territory by Britain
to Guatemala.
25.
The fact that the British territory is described as "the
British Settlement and
Possessions in the Bay of Honduras" is in no way inconsistent
with the area in question having been subject to British
sovereignty. Areas under British sovereignty and forming
part of British territory in international law did not have
to be described as "colonies". In the case of
British Honduras, there is the authority of a Privy Council
decision for saying that Britain had territorial dominion
"there as early as 1817". Although there was a
distinction in English law between "possessions",
"settlements" and "colonies", that was
a distinction operative solely in terms of British domestic
law. It did not, and does not, operate in international
law. When in 1862 British Honduras was formally created
a Colony, part of the principal article in the Letters Patent
that created it read as follows:
"Whereas our territories in Honduras have hitherto
been known and designated as the Settlement of British Honduras,
and the Government thereof has been administered by an officer
designated the Superintendent for the affairs of Our said
Settlement . . ."
As the
decision in A-G for British Honduras v. Bristowe shows,
the Crown was treated as having assumed territorial dominion
in British Honduras no later than 1817, even before Guatemala
came into being, and regardless of the designation of the
area in English law.
26. Articles II-V
Articles
II-V contain provisions for the demarcation of the boundary
by Commissioners appointed by each Party. Article IV requires
that the Commissioners shall prepare a joint report accompanied
with a map or maps. On 13 May 1861 the Commissioners signed
a map of the part of the boundary lying a bit to the north
of Garbutt's Falls and extending all the way south to Gracias
a Dios on the River Sarstoon. The territory on each side
of the boundary is clearly indicated as belonging, respectively,
to Guatemala and British Honduras. Article VI deals with
the boundary in water channels.
27.
Article VII
Article
VII of the 1859 Convention provides as follows:
"ARTICLE VII
"With
the object of practically carrying out the views set forth
in the preamble of the present Convention, for improving
and perpetuating the friendly relations which at present
so happily exist between the two High Contracting Parties,
they mutually agree conjointly to use their best efforts,
by taking adequate means for establishing the easiest communication
(either by means of a cart-road, or employing the rivers,
or both united, according to the opinion of the surveying
engineers), between the fittest place on the Atlantic Coast,
near the settlement of Belize, and the capital of Guatemala;
whereby the commerce of England on the one hand, and the
material prosperity of the Republic on the other, cannot
fail to be sensibly increased, at the same time that the
limits of the two countries being now clearly defined, all
further encroachments by either party on the territory of
the other will be effectually checked and prevented for
the future."
28.
Guatemala advances this Article as the major component of
its argument that the Convention is a treaty of cession,
for it sees the Article as providing for compensation owed
to Guatemala for parting with British Honduras.
29.
As can be seen from the summary of Guatemala's position
in paragraph 7 above, especially points (vi) to (ix), it
would appear that the only role of the alleged breach of
Article VII is to provide a basis for Guatemala's argument
that the 1859 Convention has come to an end and that the
territory has reverted to Guatemala.
30.
We will not follow Guatemala into a discussion of the details
of the fulfilment, or not, of Article VII. The allegation
of Britain's non-performance of that Article relates only
to the period of Britain's rule in British Honduras. Any
responsibility of Britain that may have arisen during that
period is Britain's alone and cannot have devolved upon
Belize. Therefore, it is not for Belize to argue Britain's
case in this connection nor for us to express any views
on it. In any case, even if there had been a breach by Britain,
this would not have justified termination of the Convention
or occasioned reversion of the territory to Guatemala.
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3.
The independent status of the boundary once established
31.
In any case, we consider that detailed discussion of the
points in the Guatemalan position just mentioned is not
required, because the whole issue raised by reference to
Article VII is resolved by our treatment of Guatemala's
argument that the territory of Belize reverted to Guatemala
on the termination of the Convention. As already stated,
in our opinion this contention cannot as a matter of law
be sustained. There is clear authority for the proposition
that a boundary once established is not dependent for its
continuing force upon the maintenance in being of the treaty
from which it is derived.
32.
The most recent statement on this point is to be found in
the Libya/Chad case already referred to, where the
ICJ said:
"72. . . The establishment of this boundary is a fact
which, from the outset, has had a legal life of its own,
independently of the fate of the 1955 Treaty. Once agreed,
the boundary stands, for any other approach would vitiate
the fundamental principle of the stability of boundaries,
the importance of which has been repeatedly emphasised by
the Court (Temple of Preah Vihear, ICJ Reports 1962, p.34;
Aegean Sea Continental Shelf, ICJ Reports 1978, p.36).
"73.
A boundary established by treaty thus achieves a permanence
which the treaty itself does not necessarily enjoy. The
treaty can cease to be in force without in any way affecting
the continuance of the boundary. In this instance the Parties
have not exercised their option to terminate the Treaty,
but whether or not the option be exercised, the boundary
remains. This is not to say that two States may not by mutual
agreement vary the border between them; such a result can
of course be achieved by mutual consent, but when a boundary
has been the subject of agreement, the continued existence
of that boundary is not dependent upon the continuing life
of the treaty under which the boundary is agreed."
33.
The applicability to the present situation of what the Court
has held is obvious and inescapable. There is nothing novel
in its observations and there is no ground to question their
correctness. As long ago as 1916, Crandall, in his work
on Treaties, said that "A treaty for the determination
of a disputed line operates not as a treaty of cession,
but of recognition". More recently, O'Connell, in his
major work on State succession, has affirmed that "if
a boundary treaty merely defines a frontier, then it is
instantly executed, and what is inherited is not the treaty
but the territorial extent of the sovereignty". Lastly,
the independence of a boundary from the treaty which establishes
it is implicit in the terms of Article 11 of the Vienna
Convention on Succession of States in respect of Treaties:
"A
succession of States does not as such affect:
(a)
a boundary established by treaty . . ."
34.
Even if each of the propositions of Guatemala that we have
summarised were correct, the consequence of the rule stated
by the Court would be that they are all without any relevant
effect here. The disappearance of the 1859 Convention, for
whatever reason, would affect neither the boundary nor,
of course, the status of the territories lying on either
side of the boundary. The boundary has "a legal life
of its own". It has "a permanence which the treaty
itself does not necessarily enjoy. The treaty can cease
to be in force without in any way affecting the continuance
of the boundary."
35. Finally, whatever may have been the position regarding
the validity of the 1859 Convention at any time prior to
1931, there took place in that year an Exchange of Notes
between Britain and Guatemala which confirmed the effect
of the 1859 Convention as regards the fixing of the southern
and western points of the boundary - something quite inconsistent
with any notion that the 1859 Convention had come to an
end or that its determination of the boundary had ceased
to be operative. To this agreement we now turn.
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B.
THE 1931 EXCHANGE OF NOTES
36.
The second relevant treaty is the Exchange of Notes that
took place between Britain and Guatemala on 25-26 April
1931 "respecting the Boundary between British Honduras
and Guatemala".
37.
This treaty has not assumed the same prominence in the discussion
as has the 1859 Convention. Indeed, it is to be noted that
the GWB produced by the Government of Guatemala in 1938,
a work of some 500 pages which is the most extensive statement
of Guatemala's position in the matter, does not accord this
treaty any mention whatsoever. The work by Mendoza, which
is a publication of the Guatemalan Ministry for Foreign
Affairs, makes only a cursory reference to this agreement
in a chapter detailing the demarcation of the boundary,
but seemingly without appreciating its legal significance.
No reference at all is made to the Exchange of Notes in
the work by the Guatemalan author, Professor Carlos Garcia
Bauer, entitled La Controversia sobre el Territorio de Belize
(1958). Professor Garcia Bauer was, at the time of publication
of the book, Minister of Foreign Affairs of Guatemala. In
1992 the Constitutional Court of Guatemala had occasion
to consider the constitutionality of certain acts of the
President of Guatemala regarding relations with Belize.
The judgment contains a summary of the general historical
background to the Belize issues. Yet even this high tribunal
moves from 1880 to 1936 without any mention of the 1931
Exchange of Notes. Nor is any reference made to it in Guatemala's
subsequent diplomatic notes, in its statements in the UN
or in the statements of its legal case in its notes to Belize
of 18 October 1999 and 14 July 2000.
38.
Yet there can be no question that this Exchange of Notes
did take place and has in international law the standing
and force of an independent treaty. It marked the conclusion
of a correspondence between Britain and Guatemala beginning
at the end of 1928 when, in implementation of an agreement
made orally between the British Minister in Guatemala and
the Guatemalan Minister for Foreign Affairs, Guatemala was
invited to send Commissioners to meet British Commissioners
with a view to making arrangements for the survey of the
frontier. The Guatemalan Foreign Minister replied affirmatively
on 3 January 1929 and made no reservation regarding the
status of the boundary or Britain's title to British Honduras.
The Commissioners met first on 16 January 1929 and produced
a "First Report of the Joint Commission on the Survey
of the Southern Portion of the Boundary Line between Guatemala
and British Honduras". They met again in May 1929 and
the result of their work is recorded in a Second Report,
the text of which was later reproduced in the 1931 Exchange
of Notes.
39.
Further exchanges followed with a view to completing the
demarcation of the frontier. In a note of 18 November 1929,
the Guatemalan Foreign Minister referred to a request that
he had made on 9 April 1929 to the British Minister
"to
regard it as more natural with the object of arriving at
a satisfactory agreement that the demarcation of the frontier
should be considered as a corollary to the convention
signed between Guatemala and the British Government on 30
April 1859, in which it would only be necessary to lay down
the conditions under which the technical work would be carried
out and to decide upon the date when the mixed commission
of surveyors should assemble and conclude the work in a
manner mutually satisfactory" .
The
note also dealt with details relating to the placing of
"the boundary monuments" and establishment of
"the correct frontier". "The Guatemalan Government
will be glad to assist by supplying the necessary elements
so that with those supplied by the Government of Belize
the demarcation of the boundary may be effected".
40.
The reference in the Guatemalan Note to consideration of
the demarcation of the frontier as a corollary to the 1859
Convention was understood by the British Minister in Guatemala,
and was recorded by him in an internal memorandum, in the
following manner:
"In 1928 the Governor of British Honduras had proposed
the conclusion with Guatemala of an agreement to govern
a survey and demarcation of the boundary, an agreement which
should be replaced eventually after the completion of the
survey and demarcation by a treaty between Great Britain
and Guatemala to place formally on record the position of
the boundary. Guatemala did not agree to the conclusion
of the agreement as the approval of the Legislature would
have been required and this would have caused delay. Furthermore,
the Minister for Foreign Affairs regarded the survey
as a corollary of the treaty of 1859 and considered, therefore,
an agreement to be unnecessary".
41.
The British Government, recognising that insistence on a
formal treaty would cause long delay, agreed to the suggestion
of the Guatemalan Foreign Minister that the demarcation
should be considered as a corollary to the 1859 Convention.
It took the view
"that
the work recently accomplished [i.e. before 6 March 1931,
the date of the instructions from the Foreign Office to
the British Minister in Guatemala, see PRO, WO 181/9, C.85334/31
[No.3]] corresponds sufficiently with the procedure laid
down in the Convention of 1859 for it to be possible to
be treated as a belated fulfilment of that instrument; for
the work has consisted in the definite settlement by agreement
between Commissioners appointed respectively by the Governments
of Guatemala and British Honduras of the position of the
two terminal points . . . as laid down by Articles 1 and
2 of the Convention".
The
Minister was instructed
"to
secure an exchange of notes under which HMG and the Government
of Guatemala recognise the position of these two points
. . .".
and
this was what was done in the 1931 Exchange of Notes.
42.
The content of the 1931 Exchange of Notes is sufficiently
important to warrant an extended consideration of it. As
is standard in treaties constituted by an exchange of notes,
the substance of the agreement is set out in the note of
the party initiating the exchange and is repeated or referred
to in the response of the other party which completes the
exchange and makes it effective.
43.
The exchange was initiated by a note from the British Minister
to Guatemala dated 25 August 1931:
"The boundary between British Honduras and the Republic
of Guatemala was laid down in the convention between the
Republic of Guatemala and Her Majesty the Queen of Great
Britain and Ireland, signed at Guatemala on the 30 April,
1859, article 1 (paragraph 2) of which defines the line
as "beginning at the mouth of the River Sarstoon in
the Bay of Honduras and proceeding up the mid-channel thereof
to Gracias á Dios Falls; then turning to the right
and continuing by a line drawn direct from Gracias á
Dios Falls to Garbutt's Falls on the River Belize and from
Garbutt's Falls due north until it strikes the Mexican frontier".
"It
was further stipulated by article 2 of the convention that
"Her Britannic Majesty and the Republic of Guatemala
shall, within twelve months after the exchange of the ratifications
of the present Convention, appoint each a Commissioner for
the purpose of designating and marking out the boundary
described in the preceding article. Such commissioners shall
ascertain the latitude and longitude of Gracias á
Dios Falls and of Garbutt's Falls, and shall cause the line
of boundary between Garbutt's Falls and the Mexican territory
to be opened and marked where necessary, as a protection
against future trespass.
"In
consequence joint commissioners were appointed in 1860 for
this purpose, who marked in situ the position of the terminal
points of the southern section of the boundary, namely,
Garbutt's Falls and Gracias á Dios Falls. However,
the full survey of the frontier was not completed at that
time.
"The
Governments of the United Kingdom and Guatemala are now
desirous of completing the demarcation. As a first step
towards this purpose, commissioners were reappointed, who
met on the Sarstoon River on the 16 January, 1929, and who
proceeded to inspect the terminal points of the southern
section of the frontier. They inspected the concrete monument
on the north bank of the Sarstoon river at Gracias á
Dios, 900 yards up-stream from the mouth of the Chocon branch.
On the 22 January, 1929, they inspected the piles of stones
on either side of the Belize River at Garbutt's Falls, erected
by the joint commissioners in 1861. They decided to accept
these marks as indicating the exact position of the two
terminal points. The marks were then replaced by new concrete
monuments, erected under the supervision of the commissioners,
the monument at Garbutt's Falls being placed on the southern
side of the river, and the former pile of stones being demolished.
The work, both on the Belize and the Sarstoon rivers, was
duly recorded in a report signed by the said commissioners
at the Sarstoon River on the 29 May, 1929, of which I have
received an original signed copy.
"I
have the honour to inform your Excellency that I am authorised
by His Majesty's Government in the United Kingdom to confirm,
on their behalf and in accordance with article 3, paragraph
3, of the convention, this report as set forth in the accompanying
copy, duly certified by me, to accept the concrete monuments
erected by the said commissioners as correctly marking the
terminal points aforesaid, and to state that they would
be glad to receive a similar assurance on the part of the
Government of Guatemala.
"The
present note and your Excellency's reply will constitute
the agreement between the Governments of the United Kingdom
and Guatemala in the matter.
"I
avail, etc.
H.
A. GRANT WATSON"
44.
The report of the commissioners referred to in the fourth
paragraph of the Note
was appended to it as an enclosure:
"We, the commissioners appointed by the Governments
of Guatemala and British Honduras to establish the permanent
boundary marks at Garbutt's Falls, Belize River and at Gracias
á Dios Falls, Sarstoon River, met at Fallavon, Belize
River, on the 7th day of May, 1929. On the 8th we proceeded
to demolish the pile of stones erected at Garbutt's Falls
by the commissioners of 1861, and to erect in its place
a concrete monument bearing on its top two copper plates
marked "Guatemala" and "British Honduras"
respectively. We completed this work on the 10th. From the
11th to the 15th we were engaged upon other work for our
respective Governments, and on the 16th we left for Belize,
where we arrived on the night of the 20th. Having made necessary
preparations, we left Belize for Sarstoon River on the 24th
and arrived at Gracias á Dios Falls on the 26th.
There we erected a monument similar to that at Garbutt's
Falls, which we finished on the 29th. We then proceeded
down the river to Sarstoon Bar, where we separated.
"Signed
at Sarstoon River Bar this 29th day of May, 1929.
Fernando Cruz,
Commissioner for the Government of Guatemala
Fred W. Brunton,
Commissioner for the Government of British Honduras."
45.
The Guatemalan answer was dated the next day, 26 August
1931 and reads as follows:
"I have the honour to acknowledge receipt of your note
of the 25th instant.
"The
Government of Guatemala agree to accept the concrete monuments
erected at Garbutt's Falls and the Rapids of Gracias á
Dios which were set up by the commissioners of both Governments,
Engineers Fernando Cruz and Frederick W. Brunton, on the
8 and the 26 May 1929, on the frontier between Guatemala
and British Honduras according to the report drawn up at
the Sarstoon River Bar by both delegates on the 29th day
of the same month. A copy of the report duly certified is
enclosed herewith.
"These
monuments, thus determined, form part of the boundary line
between British Honduras and the Republic of Guatemala.
"I
avail, etc.
A. SKINNER KLÉE"
The
Guatemalan answer also appended the report of the commissioners.
46.
The Guatemalan reply also carried the following attestation:
"The undersigned Sub-Secretary of Foreign Affairs certifies:
that he has seen the report, which states:
(There then follows the text of the report of the Commissioners.)
And
in order to annex it as an enclosure to note No. 11443 of
this date I draw up, seal and sign the present certificate,
compared with its original, in the City of Guatemala, on
the twenty-sixth day of the month of August, nineteen hundred
and thirty-one.
(Seal.) J. Ed. Girón."
47.
In addition, in the official British version of the Exchange
of Notes, also published in 1932, the whole text of the
1859 Convention was included as an Appendix. It was also
included in the League of Nations version.
48.
We have taken note of the fact that the Guatemalan note
of 26 August 1931 does not fully mirror the language of
the British Note of 25 August 1931, but limits itself to
agreement to accept the concrete monuments at Garbutt's
Falls and the Rapids of Gracias á Dios set up by
the Commissioners of both countries "on the frontier
between Guatemala and British Honduras".
49.
Acceptance by Guatemala of the operation of the 1859 Convention
is implicit in its reply because, other than on the basis
of that Convention, there would be no relevance in the placing
of monuments at those two locations; nor would there be
any basis for referring to those locations as being "on
the frontier between Guatemala and British Honduras".
This interpretation is supported by the statement in the
Guatemalan Note of 18 November 1929 that "the demarcation
of the frontier should be considered as a corollary to the
1859 Convention".
50.
Nor can the Guatemalan note be read as a deliberate non-acceptance
by Guatemala of the operation of the 1859 Convention as
such but only as a de facto acceptance of the monuments,
without prejudice to the legal basis on which they might
have been established. The Guatemalan Note cannot be read
in isolation from either the earlier Guatemalan Note of
18 November 1928 or from the British Note which is explicit
in tying the 1929 erection of monuments to the implementation
of the 1859 Convention. It would not have been a sufficient
rejection by Guatemala of the elaboration contained in the
British Note for Guatemala to have remained silent on that
point. If Guatemala did not want to accept the British approach,
it should have said so. It did not; this could only have
been for the reason that it realised that if it did say
so expressly, Britain would not have accepted the Guatemalan
Note as completing the proposed agreement; and for Guatemala
that would not have been an acceptable outcome.
51.
There is a second reason why it is not possible to accept
the Guatemalan Note as merely an acceptance of the de facto
situation. Such an acceptance would not have supported any
Guatemalan denial of the existence of the 1859 Convention
and, correspondingly, of the denial of the recognition of
a valid British title to British Honduras east of Garbutt's
Falls and the Rapids of Gracias á Dios. Even if Guatemala
had viewed the 1859 Convention as non-existent, it remains
evident that Guatemala was treating the existence of the
boundary as a fact. And if the boundary was so acknowledged,
it can only have been on the basis that the territory on
the other side of the boundary belonged to another State,
in this case, British Honduras.
52.
It is significant also that Britain, having received the
Guatemalan reply, did not regard it as failing to respond
to the British Note of 25 April 1931, but treated it as
combining with the British Note to "constitute the
agreement between the Governments of the United Kingdom
and Guatemala in the matter" and proceeded, eight months
later, on April 29, 1932, to communicate the text for registration
with the League of Nations. It was published in the League
of Nations Treaty Series in 1932.
53.
There is no record of any adverse Guatemalan reaction to
this registration and publication or to the validity of
this treaty. Indeed its existence is noted as a fact and
without any qualification by Mendoza. Sr Mendoza was Librarian
of the Guatemalan Ministry of Foreign Affairs and the book
bears on its flyleaf the following statement: "The
Ministry for Foreign Affairs accepts this study which was
submitted for its consideration . . .". Dr Francisco
Villagrán Kramer, at that time a Member of the Council
of Belize and a former member of the International Law Commission,
in a study entitled "Elements for the Analysis of the
Case of Belize", also referred, in paragraph 7, to
the Exchange of Notes without considering its validity or
effect.
54.
The controlling significance of this Exchange of Notes is
inescapable. The
following are principal points of importance:
55.
The Exchange of Notes is and always has been a valid and
effective treaty as between Britain and Guatemala. It has
never been - indeed, could not be - denounced; nor, by virtue
of its character, could it be subject to a limitation of
time.
56.
As a treaty it controls the relationship of the parties
in respect of the matters covered by it - to the exclusion
of any denial of the continuing validity of the 1859 Convention.
The situation is comparable to that considered by the ICJ
in the Libya/Chad case. In that case, Libya based its claim
on "a coalescence of rights and titles: those of the
indigenous inhabitants, those of the Senoussi Order . .
. and those of a succession of sovereign States . . .".
Chad claimed a boundary on the basis of a Treaty of 1955;
alternatively, it relied upon French effectivités
(France having been its predecessor in title). However,
both Parties recognised the 1955 Treaty as the logical starting
point for the consideration of the issues before the Court
and the Court did so too. The relevance of the case will
be seen from the paragraphs that follow.
57.
It is helpful to quote certain passages in the Court's judgment:
"The
Court considers that Article 3 of the 1955 Treaty was aimed
at settling all the frontier questions, and not just some
of them. The manifest intention of the parties was that
the instrument referred to in Annex I would indicate, cumulatively,
all the frontiers between the parties . . . .
".
. . The text of Article 3 clearly conveys the intention
of the parties to reach a definitive settlement of the question
of their common frontiers by reference to legal instruments
which would yield the course of such frontiers. Any other
construction would be contrary to one of the fundamental
principles of the interpretation of treaties, consistently
upheld by international jurisprudence, namely that of effectiveness
. . .".
58.
The Court then examined the earlier treaties referred to
in the 1955 Treaty and identified the frontier by reference
to them. The following passage is particularly material
to the present case:
"75. It will be evident from the preceding discussion
that the dispute before the Court, whether described as
a territorial dispute or a boundary dispute, is conclusively
determined by a Treaty to which Libya is an original party
and Chad a party in succession to France. The Court's conclusion
that a Treaty contains an agreed boundary renders it unnecessary
to consider the history of the "Borderlands" claimed
by Libya on the basis of title inherited from the indigenous
people, the Senoussi Order, the Ottoman Empire and Italy.
Moreover, in this case, it is Libya, an original party to
the Treaty, rather than a successor State, that contests
its resolution of the territorial or boundary question.
Hence there is no need for the Court to explore matters
which have been discussed at length before it such as the
principle of uti possidetis and the applicability of the
Declaration adopted by the Organisation of African Unity
at Cairo in 1964.
"76.
Likewise, the effectiveness of occupation of the relevant
areas in the past, and the question whether it was constant,
peaceful and acknowledged, are not matters for determination
in this case. So, also, the question whether the 1955 Treaty
was declaratory or constitutive does not call for consideration.
The concept of terra nullius and the nature of Senoussi,
Ottoman or French administration are likewise not germane
to the issue. For the same reason, the concepts of spheres
of influence and of the hinterland doctrine do not come
within the ambit of the Court's enquiry in this case. Similarly,
the Court does not need to consider the rules of inter-temporal
law. This Judgment also does not need to deal with the history
of the dispute as argued before the United Nations and the
Organisation of African Unity. The 1955 Treaty completely
determined the boundary between Libya and Chad."
59.
The parallels between the Libya/Chad case and the
present one are self-evident.
Where
the ICJ was able to apply a specific treaty to resolve the
dispute, it did not find it necessary to look into the history
of the area or to examine such matters as the principle
of uti possidetis, the effectiveness of the occupation of
certain areas, or the concepts of terra nullius and
the hinterland doctrine. "The 1955 Treaty completely
determined the boundary between Libya and Chad."
60.
The 1931 Exchange of Notes takes as its starting point the
delimitation in the 1859 Convention. It contains no reservation
by Guatemala regarding the validity, operation or effect
of the 1859 Convention. Thus, whatever may have occurred
between 1859 and 1931 and whatever has been invoked by Guatemala
as affecting the validity, operation or effect of the 1859
Convention, must now be disregarded. The 1931 Exchange of
Notes, in providing for the further demarcation of the boundary
laid down in the 1859 Convention, serves as a reaffirmation
or confirmation of the boundary aspects of that Convention.
61.
As a treaty confirming a demarcation carried out pursuant
to the directions given in Article 1 of the 1859 Convention,
the 1931 Exchange of Notes necessarily carries with it an
acknowledgement that the territory enclosed within the lines
described in 1859, and confirmed in 1931, is territory belonging
to Belize, to which Guatemala has no valid claim. As was
stated by Judge Huber in the Island of Palmas case:
"Territorial sovereignty is, in general, a situation
recognised and delimited in space, either by so-called natural
frontiers as recognised by international law or by outward
signs of delimitation that are undisputed, or else by legal
engagements entered into between interested neighbours,
such as frontier conventions, or by acts of recognition
of States within fixed boundaries."
A similar
idea was expressed by the ICJ in the Libya/Chad case:
"The fixing of a frontier depends on the will of the
sovereign States concerned. There is nothing to prevent
the parties from deciding by mutual agreement to consider
a certain line as a frontier, whatever the previous status
of that line. If it was already a territorial boundary,
it is confirmed purely and simply. If it was not previously
a territorial boundary, the agreement of the parties to
"recognise" it as such invests it with a legal
force which it had previously lacked."
62.
Having accepted the operation of the 1931 Exchange of Notes
for the ensuing years, Guatemala can no longer be heard
to contend that the basis of that agreement, namely the
1859 Convention, is no longer valid. This can be expressed
in terms of preclusion, estoppel, good faith or as
an application of the maxim allegans contraria non audienda
.
63.
The fact that the boundary between the southern point at
Gracias á Dios and Garbutt's Falls was not at that
time "opened" can make no difference. Once those
two locations have been agreed on both sides, it is impossible
to escape from the acknowledgement of the continuing operation
of the 1859 Convention that that conveys.
64.
The very fact of the reproduction of the 1859 Convention
as an appendix to the Exchange of Notes, without objection
from Guatemala, is itself a further acknowledgement of the
continuing validity and effect of the 1859 Convention.
65.
Guatemala has recently referred to the 1931 Exchange of
Notes, but only in response to the written submissions of
Belize made to the Facilitators in April 2001 along lines
similar to those expressed earlier in this Opinion. Guatemala
has asserted that the 1931 Exchange of Notes does not constitute
an independent treaty and is an ancillary treaty derived
from the 1859 Convention. The argument maintains that the
Exchange of Notes refers to the fact that the markers erected
in 1860 made of limestone would be replaced by concrete
markers. The Notes
"therefore,
are testimony of what was done, that is, they are linked
and subordinate to the 1859 Treaty, without the existence
of which they could not have been accepted, signed and executed.
All these acts were carried out in good faith by Guatemala,
expressly conditioned to the fulfilment by Britain of the
obligation contained in Clause seven of the 1859 Treaty".
Guatemala
also contends that the Exchange of Notes "is part of
the process of compliance with the 1859 Treaty". The
conclusion, implied rather than expressed, is that the 1931
Exchange of Notes came to an end in 1946 when, as Guatemala
claims, it declared the 1859 Convention at an end.
66.
We recognise that the 1931 Exchange of Notes was linked
to the 1859 Convention. That is no more than a statement
of the obvious. But we cannot see how any conclusion adverse
to the rights of Belize can be drawn from this statement.
What matters is that the 1931 Exchange of Notes was an explicit
reaffirmation by Guatemala of the existence and continuing
validity in 1931 of the 1859 Convention. It had not come
to an end by then. As is clear from the correspondence prior
to the 1931 Exchange of Notes, the suggestion that the demarcation
was a "corollary" of the 1859 Convention did not
imply that the validity of the 1931 Convention was in any
way linked to the performance of Article VII of the 1859
Convention. Nor is there anything else in the correspondence
that supports the Guatemalan assertion that Guatemala's
acts were "expressly conditioned to the fulfilment
by Britain of the obligation contained in Clause seven of
the 1859 Treaty".
67.
So the only question that remains is whether something subsequent
to 1931 could have brought both it and the 1859 Convention
to an end. Guatemala has not identified anything; nor are
we able to identify any act or omission between 1931 and
the purported Guatemalan denunciation of 1946 as providing
good cause for that denunciation. And, we repeat, once established,
the boundary had a life of its own, not dependent upon the
survival of the 1859 and the 1931 treaties.
68.
The above analysis disposes of the problems arising out
of the effect of
Guatemala's contentions regarding the non-fulfilment by
Britain of its obligations under Article VII of the 1859
Convention on the title of Belize to the territory. Guatemala,
in the light of its agreement to the 1931 Exchange of Notes,
cannot be regarded as having maintained its assertion that
the operation of the 1859 Convention is dependent upon the
fulfilment of Article VII. Nor can Guatemala's contention
that the 1859 Convention had come to an end be maintained.
Nor can Guatemala's subsequent attempt to return to the
question of Article VII affect the matter. It cannot undo
the legally binding acceptance by Guatemala in the 1931
Exchange of Notes of the title-determining effect of the
1859 Treaty.
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